Senior Manager - DPM & Life

Location: Sydney CBD, New South Wales, Australia
Salary: AU$160 - AU$180 per annum + competitive
Job Type: Permanent
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Senior Manager Risk & Compliance - Distribution, Product & Marketing

The organisation

One of Australia's leading annuities providers is looking for a Senior Risk & Compliance Manager with a background in building robust frameworks across a distribution, life or wealth product business. The role sits within the risk & compliance team that support the Distribution, Product & Marketing division. It's a new role that supports customer engagement strategies and will foster a continuous improvement of risk, compliance & governance.

The Role

  • Help develop direct engagement strategy - advising on rules and ensuring compliance with licence and ASIC guidelines
  • Advise business on giving information, general advice and scaled advice and support the creation of structures to mitigate risk from customer engagement strategies
  • Advise business on distribution and support business on changing advice fee structures
  • Run scenario analysis sessions related to Life and DPM to ensure key risks are being managed
  • Train Life and DPM teams to maintain risk awareness and culture
  • Develop product life cycle policy around product reviews and monitoring how products are meeting the market
  • Conduct legacy product reviews

Your background

  • 5 years + Risk and Compliance experience
  • Experience managing a robust risk & compliance framework across a diverse FS business
  • Strong stakeholder management skills
  • Knowledge of FS Laws (Corporations Act, FOFA)
  • Understanding of key issues impacting financial advice delivery to consumers in relation to scaled advice
  • Legal, Commerce, FS, Audit or Accounting Degree
  • GRC Institute / GARP / PRIMA / RIMA
  • RG 146

If this is an opportunity interests you please respond with an updated CV or you can contact Mark Montgomery on 02 8251 2107

Sthree Australia is acting as an Employment Agency in relation to this vacancy.

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