Compliance Analyst

Location: Tokyo, Asia
Salary: ¥8000000 - ¥11000000 per annum
Job Type: Permanent

The Responsibilities

  • Assist with any new regulatory risk assessment processes, run regulatory internal compliance monitoring program, and follow up any internal control reviews conducted by third parties.
  • Complete regular/ad hoc regulatory filings and surveys (FSA, ITA, JIAA)
  • Review marketing materials for all business groups to ensure compliance with local regulations.
  • Participate in department or firm-wide project based on initiatives.
  • Deliver compliance training.
  • Provide advice to the business, and handle issues that arise from the business.

About You

  • Good understanding on the asset management business. At least 2-3 years of industry experience in control functions (such as compliance, risk management or audit) preferred.
  • Be self-motivated, enthusiastic and intellectually curious, and has the ability to work independently as well as in a team environment
  • Good organizational skills and administration skills with the ability to manage assignments with competing priorities
  • Ability to learn quickly and seek responsibility in response to unique challenges

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