AVP, Compliance - DCM (HA-33925952)

Location: Singapore
Salary: competitive
Job Type: Permanent
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Compliance Assistant Vice President

Reports to: Head of Legal & Compliance

Responsibilities:

  • Advise on issues relating to transactions on current and new business products.
  • Create compliance rules and policies that are aligned with Head Office procedures.
  • Assist Head of Department to adhere with local regulations.
  • Adopt advisory role and make proposals to Business side and Management from a compliance perspective.
  • Ensure consistent communication with the Head Office with regard to updates on all matters relating to legal and compliance.
  • Provide assistance with drafting of policies procedure manuals (PPMs) covering areas such as Equities, Fixed Income and Mergers & Acquisitions.

Requirements:

  • Compliance background as a KYC analyst of a Capital Markets Services license holder in Singapore.
  • 3-5 years of Regulatory Compliance experience
  • Adept in SFA and FAA, and MAS notices
  • KYC experience in Debt Capital Market

To pursue this opportunity please click on "apply for this job" function. Alternatively, you may contact Jin Pin at j.goh(@)huxley.com

(Company EA License No.: 16S8216 | SThree Reg No.: 200720126E | Huxley UEN No.: 53132076J | EA License No.: R22106097)

Huxley is a trading division of SThree Pte Limited

(Registration Number: 200720126E | SThree Pte Limited Licence Number 16S8216 | Huxley Licence Number 53132076J)

As per Ministry of Manpower (MoM) requirements, if you're suitable for any roles that we will be putting you forward for, we will need to request for your identification number. Please be assured that this will not be disclosed with our client or any other parties other than MoM.

Award winner of:

Recruitment Agency of the Year by Asia Recruitment Awards 2019 | Best Client Services by Asia Recruitment Awards 2017 | Best Overseas Operation by Global Recruiters 2017 | Highly Commended for Best Large Recruitment Business 2017 | Commended for Best In-House Training by Global Recruiters 2017

Huxley is a trading division of SThree Pte Limited

(Registration Number: 200720126E | SThree Pte Limited Licence Number 16S8216 | Huxley Licence Number 53132076J)

As per Ministry of Manpower (MoM) requirements, if you're suitable for any roles that we will be putting you forward for, we will need to request for your identification number. Please be assured that this will not be disclosed with our client or any other parties other than MoM.

Award winner of:

Recruitment Agency of the Year by Asia Recruitment Awards 2019 | Best Client Services by Asia Recruitment Awards 2017 | Best Overseas Operation by Global Recruiters 2017 | Highly Commended for Best Large Recruitment Business 2017 | Commended for Best In-House Training by Global Recruiters 2017

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