Compliance Specialist Asia (HA-33890929)

Location: Singapore
Salary: competitive
Job Type: Permanent
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Compliance Specialist

The Company:

Our client is an exciting digital investment company which enables individuals and their advisors to invest in private equity funds. Their goal is to provide seamless access in the private equity realm using a fully digital platform and to connect investors across world with each other. They currently have about $1.5bn AUM (Assets Under Management) and are rapidly expanding across Europe and Asia.

Responsibilities:

  • Oversee and provide support for onboarding processes in line with regulatory compliance standards
  • Review contracts related to data protection, AML and Markets in Financial Instruments Directive (MiFID)
  • Provide support for compliance initiatives according to legal, licensing and compliance standards.
  • Maintain, enhance, and implement compliance monitoring programs
  • Act after receiving compliance hotline reports, thereby ensuring a secure channel to employees
  • Provide feedback on matters that have been escalated in a timely manner
  • Provide support, guidance and training with regard to compliance matters

Requirements:

  • 3-7 years of working experience in Compliance (Regulatory Compliance, Compliance Monitoring and/or FCC)
  • Prior interaction with regulatory frameworks with Fund Industry, Asset Managers, or private banks
  • Having a compliance consultant background is desirable
  • Excellent Microsoft Excel (i.e. pivot table, some vba ) skills; Monday is preferable
  • Compliance certificates are desirable (e.g. ICA, ACAMS, GCI)
  • Attention to detail and a highly collaborative team player with leadership qualities.
  • Desire for ownership of projects

To pursue this opportunity please click on "apply for this job" function. Alternatively, you may contact Jin Pin at j.goh(@)huxley.com

(Company EA License No.: 16S8216 | SThree Reg No.: 200720126E | Huxley UEN No.: 53132076J | EA License No.: R22106097)

Huxley is a trading division of SThree Pte Limited

(Registration Number: 200720126E | SThree Pte Limited Licence Number 16S8216 | Huxley Licence Number 53132076J)

As per Ministry of Manpower (MoM) requirements, if you're suitable for any roles that we will be putting you forward for, we will need to request for your identification number. Please be assured that this will not be disclosed with our client or any other parties other than MoM.

Award winner of:

Recruitment Agency of the Year by Asia Recruitment Awards 2019 | Best Client Services by Asia Recruitment Awards 2017 | Best Overseas Operation by Global Recruiters 2017 | Highly Commended for Best Large Recruitment Business 2017 | Commended for Best In-House Training by Global Recruiters 2017

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