Connecting...

Compliance and Operational Risk Manager ANZ

Location: Sydney, New South Wales Salary: AU$90000 - AU$100000 per annum + competitive
Sector: Banking and Finance Type: Permanent

About the Organisation

An international financial derivatives trader is looking for an Operational Risk and Compliance manager for the ANZ region. It is a great opportunity to join an international organisation and gain insight into foreign exchange markets across the world.

About the Role;

As a key member the operational risk and compliance team, reporting directly to the Head of Operational Risk and Compliance, this is a pivotal role in driving compliance and risk initiatives across the ANZ business. You will be regularly undertaking operational risk and compliance tasks, reviewing procedures and reporting to various regulators.

Key responsibilities;

  • Responsible for the timely provision of information to regulators, including periodic returns and ad-hoc information.
  • Carry out and support the ongoing development of risk based monitoring program, conducting periodical monitoring and reviews of both CFD and stockbroking operations.
  • Provide input in the development of compliance and risk programs for all areas of the business.
  • Provide monthly ad-hoc compliance and operational risk reporting
  • Provide support and advice in the implementation of compliance and operational risk projects

Key skills and experience;

  • Stockbroking trade surveillance experience (SMARTS)
  • Working knowledge of stockbroking operations and systems (e.g GBST, IRESS, Pallion)
  • Knowledge and understanding of the Australian regulatory environment
  • Knowledge and understanding of ASIC regulation, ASX rules and regulatory reporting requirements
  • 2+ years' experience in a similar role

Apply now

If you are interested in this role, please apply with an updated CV

Sthree Australia is acting as an Employment Agency in relation to this vacancy.