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Compliance Officer

Compliance Officer

Keywords: KYC, Know Your Client, AML, File Review, Customer Due Diligence, Private Banking, On-boarding, Upgrades

We are currently looking for a Compliance Officer to perform client file reviews in order to ensure appropriate documentation of the clients prepared by Relationship Managers. This is a contract assignment with a bank in Zurich.

Tasks

  • Perform KYC documentation reviews on the bank's AML/KYC standards
  • Ensure that appropriate Know your Client (KYC) information and documentation is on file
  • Respond to requests raised by the RM
  • Raise potential documentation shortfalls with the relevant RM
  • Provide 1:1 Trainings to RMs to train & explain the KYC documentation requirements & process

Requirements

  • 2-3 years' private wealth management experience, in a Client Facing / Risk / Compliance function
  • Sound knowledge of the Swiss and international AML/KYC best-practice and client documentation standards
  • Detailed knowledge of Customer Due Diligence requirements
  • Sound organisational skills and excellent attention to detail
  • Ability to complete high volumes of client files to an excellent standard
  • Excellent communication skills
  • Strong English, both oral and written. German is a plus

Start date: ASAP

Length of contract: 6 months rolling contract

To find out more about Huxley, please visit www.huxley.com

Huxley, a trading division of SThree Partnership LLP is acting as an Employment Business in relation to this vacancy | Registered office | 1st Floor, 75 King William Street, London, EC4N 7BE, United Kingdom | Partnership Number | OC387148 England and Wales