Transfer Agent AML KYC M/F

Location: Luxembourg, Luxembourg Salary: competitive
Sector: Asset Management Type: Permanent

Huxley is looking for one of its clients, a human-sized management company located in Luxembourg, for an operational controls analyst in Transfer Agency.

Your main responsibilities:

  • Execution of key risk controls in relation to the Transfer Agency's activity;
  • Execution of controls related to account opening process, including the verification of account opening documentation in relation to regulatory obligations, such as AML/KYC, FATCA and CRS;
  • Performing controls related to the integrity of the Transfer Agency's register;
  • Execution of relevant customer account name and transaction screening processes in order to prevent money laundering, terrorist financing and other financial crime, such as fraud;
  • Application of surveillance procedures which seek to detect excessive or short-term trading in funds;
  • Providing support to the Compliance Officer relating to certain reporting to the local Financial Regulator;
  • Identification of control gaps, and implementation of new Key Risk Controls;
  • Preparation of statistical reporting on Key Risk Controls;
  • Escalation of any irregularities or high risk items;
  • Contribution to the improvement of daily operational processes and the implementation of new projects and initiatives;
  • Participation in regular reviews of relevant working procedures;
  • Based upon experience, presentation of facts and data to Senior Management.

Your profile:

  • At least 2 years of experience in Transfer Agency;
  • In-depth knowledge of Anti Money Laundering (AML) principles;
  • Bachelor's degree in finance, accounting or related;
  • Sound knowledge of general account registration tasks;
  • Prior experience in quality assurance, quality control or similar;
  • Has an understanding of the basic concept and mechanisms of FATCA and CRS;
  • Strong attention to detail, and a constant focus on quality and client service;
  • Risk mind-set;

Sthree Luxembourg is acting as an Employment Agency in relation to this vacancy.